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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2018-07-10 |
Branch Locations
475 Kilvert Street Suite 300, Warwick, RI 02886 • United States
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life Advisory | Warick | RI | 06/2018 | Present |
| Bankers Life Securities, Inc. | Warwick | RI | 05/2016 | Present |
| Bankers Life & Casualty, Inc | Warwick | RI | 04/2005 | Present |
BANKERS LIFE & CASUALTY POSITION: UNIT SUPERVISOR AND INSURANCE AGENT NATURE: INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 200 INVESTMENT RELATED HOURS: 160 START DATE: 04/05/2011 ADDRESS: 475 KILVERT STREET, SUITE 300, WARWICK RI 02886 DESCRIPTION: NON VARIABLE INSURANCE SALES AND SERVICE. TRAIN AND MANAGE AGENTS. STARTENGINE POSITION: shareholder NATURE: StartEngine Crowdfunding, Inc. aims to revolutionize how startups and small businesses raise capital. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2020 ADDRESS: 8687 Melrose Ave, 7th Floor, West Hollywood CA 90069, United States DESCRIPTION: N/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-15 |
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