Charles A Nuttycombe

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-02-21
VA	RA	APPROVED	2012-10-04

TX RA
APPROVED

Since 2013-02-21
VA RA
APPROVED

Since 2012-10-04

Branch Locations

Newport News, VA • United States

11820 Fountain Way, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Newport News	VA	06/2012	Present
Bank Of America, N.A.	Newport News	VA	11/2012	Present

06/2012 → Present

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Newport News, VA
11/2012 → Present

Bank Of America, N.A.

Newport News, VA

Other Businesses

"I*1686267, Entity Type: , Name of OBA: James River Country Club, Address: Newport News, Virginia, 23606, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 03/01/2024, No Hours: 8 Yearly, No Hours during Trading: 0 Yearly, Duties: Waterfront Committee Chairman lead committee to oversee expansion of James River Country Club's waterfront and outdoor activities, including scheduling and overseeing of meetings with committee members"

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-10-03

S66 Uniform Combined State Law Examination

2012-10-03

Other Names

Alex Nuttycombe

View on SEC IAPD