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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • KS RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

Huntsville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co St. Paul MN 01/2012 08/2023
Securian Financial Services St. Paul MN 02/2012 08/2023
Cri Securities, Inc St. Paul MN 02/2012 Present
North Star Consultants Clayton MO 01/2012 02/2017
North Star Resource Group St. Louis MO 02/2017 Present
Cetera Wealth Services, Llc St Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2012 → 08/2023
    Minnesota Life Insurance Co
    St. Paul, MN
  • 02/2012 → 08/2023
    Securian Financial Services
    St. Paul, MN
  • 02/2012 → Present
    Cri Securities, Inc
    St. Paul, MN
  • 01/2012 → 02/2017
    North Star Consultants
    Clayton, MO
  • 02/2017 → Present
    North Star Resource Group
    St. Louis, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-04-03 → 2023-08-10
    Securian Financial Services, Inc.
    St Louis, MO
    Minneapolis, MN
    Austin, TX
    Las Vegas, NV
    Junction City, KS
  • 2012-04-04 → 2019-06-11
    Cri Securities, Llc
    Minneapolis, MN
    St Louis, MO
    Austin, TX
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/19/2013 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2. STOP ALZHEIMER'S NOW POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 09/01/2013 ADDRESS: , Austin TX , United States DESCRIPTION: Member; 3. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-22
  • S66 Uniform Combined State Law Examination
    2012-03-22

View on SEC IAPD

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