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Ashley A Thompson

Principal Securities, Inc.

Tampa, FL

Des Moines, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-12
  • FL RA
    APPROVED
    Since 2025-11-12

Branch Locations

Tampa, FL • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc St Petersburg FL 08/2015 06/2017
Citigroup Global Markets Inc. Tampa FL 06/2017 03/2018
Citi Private Advisory, Llc Tampa FL 08/2017 03/2018
Raymond James & Associates St Petersburg FL 03/2018 09/2025
Principal Securities, Inc. Tampa FL 10/2025 Present
Principal Life Insurance Company Tampa FL 10/2025 Present
  • 08/2015 → 06/2017
    Raymond James Financial Services, Inc
    St Petersburg, FL
  • 06/2017 → 03/2018
    Citigroup Global Markets Inc.
    Tampa, FL
  • 08/2017 → 03/2018
    Citi Private Advisory, Llc
    Tampa, FL
  • 03/2018 → 09/2025
    Raymond James & Associates
    St Petersburg, FL
  • 10/2025 → Present
    Principal Securities, Inc.
    Tampa, FL
  • 10/2025 → Present
    Principal Life Insurance Company
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-01
  • S66 Uniform Combined State Law Examination
    2017-08-01
Other Names
  • Ashley Amanda Weigley
  • Ashley Amanda Thompson
  • Ashley A Thompson
  • Ashley Thompson

View on SEC IAPD

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