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888 Boylston Street Suite 800, Boston, MA 02199 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-07-01 |
Branch Locations
888 Boylston Street Suite 800, Boston, MA 02199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliancebernstein Investments, Inc. | Los Angeles | CA | 06/2013 | 06/2018 |
| Lord Abbott | Jersey City | NJ | 06/2018 | 12/2020 |
| Principal Funds Distributor Inc | Stamford | CT | 01/2021 | 09/2025 |
| Principal Asset Management | Stamford | CT | 10/2021 | 09/2025 |
| Columbia Management Investment Distributors, Inc. | Boston | MA | 10/2025 | 06/2026 |
| Columbia Management Investment Advisers, Llc | Boston | MA | 10/2025 | 06/2026 |
| Natixis Distribution, Llc | Boston | MA | 06/2026 | Present |
| Natixis Advisors, Llc | Boston | MA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-06 |
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