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John R Paulus

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-11-29
  • UT RA
    APPROVED
    Since 2021-11-29

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

5201 W Amelia Earhart Dr [Tpb Services], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 12/2015 08/2021
Securian Financial Services, Inc St Paul MN 12/2015 08/2021
Cri Securities, Llc St Paul MN 12/2015 08/2021
North Star Resource Group Philadelphia PA 02/2016 01/2017
North Star Resource Group Salt Lake City UT 01/2017 08/2021
Wells Fargo Clearing Services Salt Lake City UT 11/2021 Present
Wells Fargo Bank Salt Lake City UT 11/2021 Present
Unemployed Salt Lake City UT 08/2021 11/2021
  • 12/2015 → 08/2021
    Minnesota Life Ins Co
    St Paul, MN
  • 12/2015 → 08/2021
    Securian Financial Services, Inc
    St Paul, MN
  • 12/2015 → 08/2021
    Cri Securities, Llc
    St Paul, MN
  • 02/2016 → 01/2017
    North Star Resource Group
    Philadelphia, PA
  • 01/2017 → 08/2021
    North Star Resource Group
    Salt Lake City, UT
  • 11/2021 → Present
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 11/2021 → Present
    Wells Fargo Bank
    Salt Lake City, UT
  • 08/2021 → 11/2021
    Unemployed
    Salt Lake City, UT
Previous Registrations
  • 2016-05-10 → 2021-08-30
    Securian Financial Services, Inc.
    Minneapolis, MN
    Minneapolis, MN
    Philadelphia, PA
    Salt Lake City, UT
  • 2016-05-10 → 2016-12-31
    Cri Securities, Llc
    Minneapolis, MN
    Minneapolis, MN
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-09
  • S66 Uniform Combined State Law Examination
    2016-03-09
Other Names
  • John Robert Paulus

View on SEC IAPD

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