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2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-04-30 |
Branch Locations
100 Warrant St., Suite 311, Mankato, MN 56001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 01/2013 | 04/2021 |
| Arkadios Capital | Atlanta | GA | 04/2021 | Present |
| Arkadios Wealth Advisors | Atlanta | GA | 04/2021 | Present |
1) Ardent Financial; investment related;1939 Sheridan Court, North Mankato, MN 56003;financial advising;owner;1/1/2015;160 hrs/month;6.5 hrs during trading; financial advising 2)Sole Proprietor-fixed life & long term care; not investment related;196 St. Andrews Drive,Ste 300,Mankato,MN 56001;sole proprietor;owner & producer;1/1/2015;10 hrs/month;5 hrs/month during trading; advise & help clients with fixed & life products 3)Traxler's Hunting Preserve; not investment related;37699 Hunting Preserve Lane, Le Center, MN 56057;hunting guide;10/1/2016;10 hrs/month;5 hrs/month during trading; pheasant hunting guide 4) Kiwanis Club; PO Box 733 Mankato, MN 56002; Not Investment Related; Club Membership; Club member; 03012017; 4 hours per month; 0 hours during trading in; club meetings; 5) Sertoma; PO Box 853 Mankato, MN 56002; Not Investment Related; Club membership; club member; 03012017; 4 hours per month; 0 Hours per trading; Club meetings 6) Educare Foundation; PO Box 241 Mankato, MN 56002; Not investment related; provide grants to Mankato School district #77; Board Member; 09012016; 2 hours per month; 0 hours per trading day; not investment related; Provided grants to Mankato school District #77; 7) Estate & Financial Services; 196 St. Andrews Drive, Suite 300 Mankato, MN 56001; Yes investment related; Financial Advising; owner-partial; 01/01/2015 160 hours per month; 8 hour per trading day; Advising Clients Financially; 8) Greater Mankato Growth; not investment related;3 Civic Center Plaza,#100,Mankato,MN 56001;advancing promoting, supporting business; club member;10/1/2019;2 hrs/month;1 hr during trading; club meetings 9) Junior Achievement; not investment related;210 Lime St, Mankato, MN 56001;education/student organization; club member;4/1/2016;3 hrs/month;1 hr during trading; club meetings/educate students 10) Hockey Radio; not investment related;59346 Madison Ave, Mankato, MN 56001;hockey radio segment; radio personality;10/21/2019;2 hrs/month;.5 hrs during trading; discuss college hockey 11) MN Adult & Teen Challenge; not investment related;740 E. 24th St, Minneapolis, MN 55404;Christian faith-based recovery; board member;2/1/2016;2 hrs/month;1 hr during trading; board/planning meetings 12) Outkast, LLC, Is Not Investment Related, 130 Delaware St., , Lonsdale, MN, 55046, Bass Fishing Lure Making, Minority Shareholder, 9/1/2024,1 hours per month,0 hours per month during trading hours,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-09-08 |
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