Best Investors Account Sign in

Kenan De Roziere

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilson, NC

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
NC RA APPROVED 2025-08-08
  • TX RA
    APPROVED
    Since 2025-11-03
  • NC RA
    APPROVED
    Since 2025-08-08

Branch Locations

2315 Airport Blvd Nw, Wilson, NC 27895 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Btmu Securities, Inc. New York NY 08/2013 04/2017
Mufg Securities Americas Inc. New York NY 04/2017 07/2024
Mufg Union Bank, N.A. New York NY 07/2014 11/2022
Mufg Bank, Ltd. New York NY 12/2022 07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilson NC 07/2025 Present
Unemployed Wilson NC 07/2024 07/2025
Bank Of America, N.A. Wilson NC 09/2025 Present
  • 08/2013 → 04/2017
    Btmu Securities, Inc.
    New York, NY
  • 04/2017 → 07/2024
    Mufg Securities Americas Inc.
    New York, NY
  • 07/2014 → 11/2022
    Mufg Union Bank, N.A.
    New York, NY
  • 12/2022 → 07/2024
    Mufg Bank, Ltd.
    New York, NY
  • 07/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wilson, NC
  • 07/2024 → 07/2025
    Unemployed
    Wilson, NC
  • 09/2025 → Present
    Bank Of America, N.A.
    Wilson, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-24
S63 Uniform Securities Agent State Law Examination 2011-09-13
  • S65 Uniform Investment Adviser Law Examination
    2025-06-24
  • S63 Uniform Securities Agent State Law Examination
    2011-09-13
Other Names
  • Kenan Blair Hill
  • Kenan Hill De Roziere

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LEVEL FOUR ADVISORY SERVICES
FIRST CITIZENS INVESTOR SERVICES, INC.
CREDIT UNION INVESTMENT SERVICES

Other Investors

MARCUS FIELDING
CRYSTAL BATCHELOR HARDEE
Leigh Anne Walston Jackson
Charles Hunter Hoffman
Tyler William Johns
Garrett M Browder
Kim Bissette Hoffman
MICHAEL THOMAS WETHERINGTON

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WILSON, NC
EDWARD JONES · WILSON, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Wilson, NC
EDWARD JONES · WILSON, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · WILSON, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · wilson, NC
EDWARD JONES · WILSON, NC
EDWARD JONES · WILSON, NC

More in Wilson, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor