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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-01-19
GA RA APPROVED 2011-11-30
  • TX RA
    APPROVED
    Since 2012-01-19
  • GA RA
    APPROVED
    Since 2011-11-30

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Atlanta GA 07/2011 Present
Bank Of America, N.A. Atlanta GA 08/2011 Present
  • 07/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Atlanta, GA
  • 08/2011 → Present
    Bank Of America, N.A.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-27
  • S66 Uniform Combined State Law Examination
    2011-11-27
Other Names
  • Megan Shaw

View on SEC IAPD

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