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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-10
CA RA APPROVED 2013-02-11
  • TX RA
    APPROVED_RES
    Since 2025-06-10
  • CA RA
    APPROVED
    Since 2013-02-11

Branch Locations

24025 Park Sorrento Ste 440, Calabasas, CA 91302-4018 • United States

333 City Blvd W 3Rd Fl, Orange, CA 92868 • United States

136 W Canon Perdido St Ste 230, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Calabasas CA 08/2011 03/2020
Ameriprise Financial Services, Llc Calabasas CA 03/2020 Present
Other Businesses

Business Ownership; HLSH Hospitality, Inc; Owner; Boba teas and smoothies catering for events, weddings, and corporate gatherings.; 10922 McLennan Ave , , Granda Hills , CA, 91344; Not Investment-Related; 02/01/2026; 1 to 9 hours per month; 0 during trading hours / IBT Encino, Inc; Owner; It's Boba Time franchise to be located in Encino, providing matcha, milk tea, smoothie, slush, coffee, and fruit bowls to the customers.; 10922 McLenna Ave, , Granada Hills, CA, 91344; Not Investment-Related; 08/02/2026; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Arusyak Goroayn; Care Giver - Providing personal care, such as feeding and bathing; household tasks such as laundry, shopping, meal preparation and light housecleaning; transportation; protective supervision; and certain paramedical services ordered by a physician.; ; 6718 Sylmar Ave Apt 105, , Van Nuys, CA, 91405; Not Investment-Related; 09/01/2019; 60 hours per month; 0 during trading hours / R&J Pacific Management LLC; Employee of an AFG.; Manage advisory business.; 24025 Park Sorrento, #440, Calabasas, CA, 91302; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours / Zoriana Mashtalier; Providing personal care.; Care Giver; 1714 Ivar Street , 501, Los Angeles , CA, 90028; Not Investment-Related; 04/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-08
  • S66 Uniform Combined State Law Examination
    2013-02-08

View on SEC IAPD

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