Steven B Schwartz

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-04-07
MT	RA	APPROVED	2026-02-18
CA	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2024-10-14
AK	RA	APPROVED	2011-01-18
WA	RA	APPROVED	2010-07-08

GA RA
APPROVED

Since 2026-04-07
MT RA
APPROVED

Since 2026-02-18
CA RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2024-10-14
AK RA
APPROVED

Since 2011-01-18
WA RA
APPROVED

Since 2010-07-08

Branch Locations

Mercer Island, WA • United States

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Anaheim	CA	07/2010	Present

07/2010 → Present

Centaurus Financial, Inc.

Anaheim, CA

Previous Registrations

2001-11-27 → 2010-06-01

Msi Financial Services, Inc.

Bellevue, WA

Bellevue, WA

Other Businesses

FINANCIAL LIFE ADVISOR, NON-INVESTMENT RELATED, 2737 77TH AVE. SE, SUITE #101, MERCER ISLAND, 98040, DBA FOR BRANDING PURPOSES ONLY, PRESIDENT, SINCE 12/28/2012.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-08-30
S63	Uniform Securities Agent State Law Examination	2000-05-22

S65 Uniform Investment Adviser Law Examination

2001-08-30
S63 Uniform Securities Agent State Law Examination

2000-05-22

Other Names

Steve Schwartz

View on SEC IAPD