Bryan J. Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-07-01
NY	RA	APPROVED	2022-05-03
CA	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2021-04-15

CT RA
APPROVED

Since 2026-07-01
NY RA
APPROVED

Since 2022-05-03
CA RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2021-04-15

Branch Locations

Weston , CT • United States

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	New York	NY	04/2015	03/2021
Jpmorgan Chase Bank, Na	New York	NY	09/2014	03/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Francisco	CA	03/2021	Present
Bank Of America, N.A.	San Francisco	CA	05/2021	Present

04/2015 → 03/2021

J.P. Morgan Securities Llc

New York, NY
09/2014 → 03/2021

Jpmorgan Chase Bank, Na

New York, NY
03/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
05/2021 → Present

Bank Of America, N.A.

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-16
S63	Uniform Securities Agent State Law Examination	2012-02-27

S66 Uniform Combined State Law Examination

2021-04-16
S63 Uniform Securities Agent State Law Examination

2012-02-27

Other Names

Bryan Smith
Bryan Jeffrey Smith
Bryan J. Smith

View on SEC IAPD

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