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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
CO RA APPROVED 2021-12-24
  • TX RA
    APPROVED
    Since 2022-05-16
  • CO RA
    APPROVED
    Since 2021-12-24

Branch Locations

Castle Pines, CO • United States

90 South Cascade Ave Suite 930, Colorado Springs, CO 80903 • United States

Manitou Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Denver CO 09/2021 Present
Devready Englewood CO 02/2016 06/2021
Other Businesses

1) Name of Business: Denver Mile High Rotary./ Address: PO Box 101471 Dener CO United States 80250./ Investment Related: No./ Nature: "Denver Mile High Rotary is known for its warm atmosphere and friendly members who champion many different service projects. The Club is connected to a global network of humanitarians who live the motto, ""Service above self."" Our local service activities primarily benefit kids and mental health. We are always looking for new ways to serve the community through hands-on activities. In the midst of the pandemic, we provided funding to seven local non-profits in their disaster response programs. We continue to actively participate in programs designed to provide food security within our community. Local volunteering gives us a chance to get to know our community better and that helps us to serve it better. / Role: Treasurer./ Duty: Budgeting, overseeing fundraising, sending invoices for membership dues, execute grant transactions, managing bank account, and financial reporting./ Start Date: 4/1/2024./ Time Required: Yes. 2)Curtis Paul Brown ,United States , Secondary residence, rental propoerty Real Estate , Rental property., Proprietor / owner ,Engage Propoerty Management Company. Propoerty Management Company charges monthly fee to provide whole propoerty management solution including: finding and screening tenants, drafting and signing lease agreements, and maintiang propoerty ,Start date 6/1/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-24
  • S66 Uniform Combined State Law Examination
    2021-12-24
Other Names
  • Curtis Brown

View on SEC IAPD

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