Gonzalo De Leon Plata

Current Employers

Employment History

• 08/2011 → Present
  Trilogy Financial Services
  Scottsdale, AZ
• 08/2011 → 11/2017
  National Planning Corporation
  Scottsdale, AZ
• 11/2015 → Present
  Trilogy Capital, Inc.
  Scottsdale, AZ
• 11/2017 → Present
  Lpl Financial Llc
  Scottsdale, AZ
• 01/2026 → 03/2026
  Trilogy Capital, Inc.
  Scottsdale, AZ
• 04/2026 → Present
  Trilogy Capital, Inc.
  Scottsdale, AZ

Previous Registrations

• 2014-08-07 → 2017-11-29
  National Planning Corporation
  Phoenix, AZ
  Scottsdale, AZ

Other Businesses

1. 12/06/2017 - Regio Development Group LLC - Not Investment Related - 8426 N. 32ND AVE PHOENIX AZ 85051 - Real Estate Rental - Manager - Start Date 11/1/2012 - Regio Development Group LLC - AZ. 2. 12/06/2017 - TRILOGY FINANCIAL SERVICES INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 8/15/2011 - TRILOGY FINANCIAL SERVICES INC - Indexed, Term, Whole. 3. 02/21/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/1/2015 - 8 Hours Per Month/4 During Securities Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 4. 09/04/2019 - Trilogy Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/08/2011 - 160 hrs/mo - 120 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-14
• S63 Uniform Securities Agent State Law Examination
  2011-08-18