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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-01-28 |
Branch Locations
10 Hudson Yards, New York, NY 10001 • United States
Millersville, MD • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 12/2014 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 08/2017 | 01/2022 |
| Guardian Life Insurance Company | New York | NY | 01/2022 | Present |
| Park Avenue Securities | New York | NY | 01/2022 | Present |
| Guardian Life Insurance Company | Millersville | MD | 06/2024 | Present |
| Park Avenue Securities | Millersville | MD | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-18 |
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