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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-06-08
  • MA RA
    APPROVED
    Since 2022-06-08

Branch Locations

115 Federal St., 8Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gallagher Benefit Services, Inc. Braintree MA 06/2013 03/2022
Kestra Investment Services, Llc Boston MA 04/2016 03/2022
Kestra Advisory Services, Llc Boston MA 04/2016 03/2022
Triad Advisors Norcross GA 03/2022 08/2024
Gallagher Fiduciary Advisors, Llc Boston MA 04/2022 Present
Osaic Wealth, Inc. Boston MA 08/2024 Present
  • 06/2013 → 03/2022
    Gallagher Benefit Services, Inc.
    Braintree, MA
  • 04/2016 → 03/2022
    Kestra Investment Services, Llc
    Boston, MA
  • 04/2016 → 03/2022
    Boston, MA
  • 03/2022 → 08/2024
    Triad Advisors
    Norcross, GA
  • 04/2022 → Present
    Boston, MA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Boston, MA
Previous Registrations
  • 2016-05-09 → 2022-04-06
    Quincy, MA
    Austin, TX
    Boston, MA
  • 2014-02-07 → 2016-09-22
    Kestra Investment Services, Llc
    Braintree, MA
    Austin, TX
    Quincy, MA
    Boston, MA
Other Businesses

1) GALLAGHER BENEFIT SERVICES POSITION: Area Assistant Vice President NATURE: Corporation. Investment Related INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 06/03/2013 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: Retirement Plan Consulting 2) Gallagher Fiduciary Advisors, LLC investment related 2850 Golf Road, Rolling Meadows,IL 60008 investment consulting Area Assistant Vice President 4/1/2022 140 hrs/month 6 hrs during trading retirement plan consulting 3) ROB DECKER POSITION: Homeowner NATURE: sole proprietorship of a 2-family house INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 03/20/1995 ADDRESS: 22 Lakeview Road, Foxboro MA 02035, United States DESCRIPTION: I am responsible for the maintenance and repairs of the property. 4) TOWN OF FOXBOROUGH BOARD OF ASSESSORS POSITION: Non-profit board member NATURE: town of Foxborough, MA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2022 ADDRESS: 40 South Street, Foxborough MA 02035, United States DESCRIPTION: As a non-paid volunteer part of the three-person Board of Assessors, we review tax abatement applications and assessments of taxpayers presented to us by the Town Assessor's office.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-31
S63 Uniform Securities Agent State Law Examination 2013-12-26
  • S65 Uniform Investment Adviser Law Examination
    2014-01-31
  • S63 Uniform Securities Agent State Law Examination
    2013-12-26

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