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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-06-08 |
Branch Locations
115 Federal St., 8Th Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gallagher Benefit Services, Inc. | Braintree | MA | 06/2013 | 03/2022 |
| Kestra Investment Services, Llc | Boston | MA | 04/2016 | 03/2022 |
| Kestra Advisory Services, Llc | Boston | MA | 04/2016 | 03/2022 |
| Triad Advisors | Norcross | GA | 03/2022 | 08/2024 |
| Gallagher Fiduciary Advisors, Llc | Boston | MA | 04/2022 | Present |
| Osaic Wealth, Inc. | Boston | MA | 08/2024 | Present |
1) GALLAGHER BENEFIT SERVICES POSITION: Area Assistant Vice President NATURE: Corporation. Investment Related INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 06/03/2013 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: Retirement Plan Consulting 2) Gallagher Fiduciary Advisors, LLC investment related 2850 Golf Road, Rolling Meadows,IL 60008 investment consulting Area Assistant Vice President 4/1/2022 140 hrs/month 6 hrs during trading retirement plan consulting 3) ROB DECKER POSITION: Homeowner NATURE: sole proprietorship of a 2-family house INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 03/20/1995 ADDRESS: 22 Lakeview Road, Foxboro MA 02035, United States DESCRIPTION: I am responsible for the maintenance and repairs of the property. 4) TOWN OF FOXBOROUGH BOARD OF ASSESSORS POSITION: Non-profit board member NATURE: town of Foxborough, MA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2022 ADDRESS: 40 South Street, Foxborough MA 02035, United States DESCRIPTION: As a non-paid volunteer part of the three-person Board of Assessors, we review tax abatement applications and assessments of taxpayers presented to us by the Town Assessor's office.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-26 |
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