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John Christopher Estes

Ameriprise Financial Services, LLC

Westlake, OH

The Huntington Investment Company

Westlake, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-07-01
  • OH RA
    APPROVED
    Since 2026-07-01

Branch Locations

2055 Crocker Rd, Westlake, OH 44145-2196 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-02
OH RA APPROVED 2017-02-01
  • TX RA
    APPROVED_RES
    Since 2019-06-02
  • OH RA
    APPROVED
    Since 2017-02-01

Branch Locations

Westlake-Crocker Banking Office 2055 Crocker Road, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 09/2013 02/2017
First Merit Bank Warrensville Heights OH 09/2013 02/2017
The Huntington Investment Company Lyndhurst OH 02/2017 Present
Ameriprise Financial Services, Llc Westlake OH 06/2026 Present
Previous Registrations
  • 2013-09-27 → 2017-02-01
    Lpl Financial Llc
    Middlefield, OH
    North Olmsted, OH
    Warrensville Heights, OH
    Shaker Heights, OH
    Lyndhurst, OH
    Cleveland Heights, OH
    Twinsburg, OH
    Middlefield, OH
    Akron, OH
    Chagrin Falls, OH
    Strongsville, OH
    Ravenna, OH
    Chesterland, OH
    Middleburg Heights, OH
    Cuyahoga Falls, OH
    Rocky River, OH
    Westlake, OH
    Strongsville, OH
  • 2011-11-23 → 2012-08-03
    Morgan Stanley
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-22
  • S66 Uniform Combined State Law Examination
    2011-11-22

View on SEC IAPD

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