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Robert E Vay

Allworth Financial, L.P.

Folsom, CA

Rochester, NY

High Falls Advisors, Inc.

Rochester, NY

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-31
  • NY RA
    APPROVED
    Since 2026-08-31

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

180 S Clinton Ave Suite 300, Rochester, NY 14604 • United States

High Falls Advisors, Inc.

180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-01
NY RA APPROVED 2021-09-04
  • CA RA
    APPROVED
    Since 2025-12-01
  • NY RA
    APPROVED
    Since 2021-09-04

Branch Locations

180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
High Falls Advisors, Llc Rochester NY 08/2006 08/2026
Allworth Financial, L.P. Rochester NY 08/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-20
  • S65 Uniform Investment Adviser Law Examination
    2010-05-20

View on SEC IAPD

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