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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-08-14
OR RA APPROVED 2012-06-15
  • ID RA
    APPROVED
    Since 2024-08-14
  • OR RA
    APPROVED
    Since 2012-06-15

Branch Locations

6213 N. Cloverdale Rd. Suite 115, Boise, ID 83713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Boise ID 01/2011 Present
Rental Properties Dallas OR 06/2004 Present
Hannegan Sons Inc Dallas OR 01/1976 Present
Transamerica Financial Advisors, Inc Boise ID 01/2012 Present
Ceres Gleann Llc Dallas OR 01/2003 Present
Teton Non-Profit Housing Corp, And Oregon Non-Profit Corp Salem OR 11/2020 Present
Net Law Louisville KY 04/2024 Present
  • 01/2011 → Present
    Wfgia
    Boise, ID
  • 06/2004 → Present
    Rental Properties
    Dallas, OR
  • 01/1976 → Present
    Hannegan Sons Inc
    Dallas, OR
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Boise, ID
  • 01/2003 → Present
    Ceres Gleann Llc
    Dallas, OR
  • 11/2020 → Present
    Teton Non-Profit Housing Corp, And Oregon Non-Profit Corp
    Salem, OR
  • 04/2024 → Present
    Net Law
    Louisville, KY
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Teton Non-Profit Housing Corporation, and Oregon non-profit Corporation / 1120-Present / Investment Related: No / 1011 Commercial St. NE Salem, OR 97301 / Vice President / Board Member / Hrs. Work Monthly: 0 / Sec Trading Hrs: 0 / None HANNEGAN & SONS, INC 1423 HAWTHORNE AVE, DALLAS, OR 97338 OWNER/SECRETARY STARTED IN 1978 12 HOURS PER MONTH; 6 HOURSE DURING TRADING HOURS; MANAGE THE OFFICE RESIDENTIAL CONSTRUCTION; NOT INVESTMENT RELATED. RENTAL PROPERTIES - 1756 CUMULUS CT, NW, SALEM OR 97304 & 762 SHELTON ST, DALLAS OR 97338; STARTED 2011; JOINT OWNERSHIP; MANAGE THE UPKEEP OF THE HOME & PROVIDE FOR THE NEEDS OF THE RENTER; NOT INVESTMENT RELATED Ceres Gleann LLC/No/12775 Westview Dr./Dallas/OR/97338/It held a few lots and ran the Ceres Gleann HOA/Secretary/1.10.2003/1/0/Occasional meeting NET LAW POSITION: Rep NATURE: wills or trusts INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2024 ADDRESS: 12910 Shelbyville Road, Suite 124, Louisville KY 40243, United States DESCRIPTION: Occasionally refer clients that need estate planning and desire a digital platform.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-04
S63 Uniform Securities Agent State Law Examination 2011-10-06
  • S65 Uniform Investment Adviser Law Examination
    2012-06-04
  • S63 Uniform Securities Agent State Law Examination
    2011-10-06

View on SEC IAPD

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