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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-02-21 |
| IL | RA | APPROVED | 2018-03-07 |
Branch Locations
2925 Eagle Dr, Woodstock, GA 30189 • United States
2941 Shallowford Rd, Marietta, GA 30066 • United States
745 Chastain Road, Kennesaw, GA 30144 • United States
57 E. Randolph, Chicago, IL 60601 • United States
2755 Old Milton Parkway, Alpharetta, GA 30009 • United States
10945 State Bridge Rd, Alpharetta, GA 30022 • United States
665 West Crossville Road, Roswell, GA 30075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Chicago | IL | 11/2014 | 03/2018 |
| Fifth Third Bank | Chicago | IL | 03/2018 | Present |
Hilltop Haven Hideaway LLC - 130 Estate Drive Dahlonega GA 30533 - vacation rental - owner/landlord - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-28 |
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