Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-29 |
| NJ | RA | APPROVED | 2017-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Philadelphia | PA | 10/2015 | 06/2017 |
| Morgan Stanley | Northfield | NJ | 07/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2017 | Present |
1. Entity Name: John E. Leek and Pamela J. Leek Charitable Foundation Investment related: Yes Address: 736 W. Moss Mill Road, Egg Harbor City, N.J. 08215 Nature of the other business: The organization meets on a quarterly basis to discuss the asset holdings of the portfolio and to discuss where charitable donations shall or will be made. Position/Title/Relationship: Officer Start Date: 01 Jan 2012 Approximate # of hours a month: 8 hours per year Approximate # of hours during securities hours: 0 Briefly describe your duties: Board Member 2. Pocono Alpine Ski Educational Foundation; Investment related No; development and coaching of childhood alpine skiing racers.; Employee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 8 ; coach for participating U12 (under 12 years old) athletes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-14 |
Reach out to this advisor