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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-27 |
| TX | RA | APPROVED | 2024-11-26 |
Branch Locations
3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ridgeworth Distributors Llc | Atlanta | GA | 08/2015 | 01/2017 |
| Ridgeworth Capital Management Llc | Atlanta | GA | 08/2015 | 01/2017 |
| Angel Oak Capital Advisors | Atlanta | GA | 02/2017 | 10/2024 |
| Foreside Fund Services Llc | Atlanta | GA | 03/2017 | 10/2024 |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 10/2024 | Present |
| J.P. Morgan Securities Llc | Atlanta | GA | 10/2024 | Present |
| Foreside Associates, Llc | Atlanta | GA | 08/2015 | 01/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-19 |
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