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200 Applebee St Suite 208, Barrington, IL 60010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-04-07 |
| IL | RA | APPROVED | 2016-08-26 |
Branch Locations
200 Applebee St Suite 208, Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chicago | IL | 07/2016 | Present |
| Sequoia Welath Management, Llc | Chicago | IL | 08/2016 | Present |
(1) 07/01/2016: DEB FINANCIAL - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (2) 09/06/2016: Sequoia Wealth Management - Registered Investment Advisor Hybrid - DBA: (Hybrid) Sequoia Wealth Management - Investment Related - 2500 W. Higgins Rd., Suite #360, Hoffman Estates, IL 60169-7207 - 100% Time Spent - IAR. (3) 5/15/2018 - No Business Name - Investment Related - 2500 W Higgins Rd #360, Hoffman Estates, IL 60169 - Non-Variable Insurance - Started 01/16/2018 - 15 Hours Per Month/10 Hours During Securities Trading. 4) LPL FINANCIAL BROKER DEALER REGISTERED REP SINCE 07/2016 INVESTMENT RELATED 5) INSURANCE LICESENED - LIFE AND HEALTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-27 |
| S66 | Uniform Combined State Law Examination | 2011-12-30 |
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