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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-04-02
  • TX RA
    APPROVED
    Since 2014-04-02

Branch Locations

2530 Fort Worth Ave, Dallas, TX 75211 • United States

505 W 12Th Street, Dallas, TX 75208 • United States

3730 W Illinois Ave, Dallas, TX 75211 • United States

1881 Sylvan Avenue, Dallas, TX 75208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Dallas TX 08/2007 Present
J.P. Morgan Securities Llc Dallas TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Dallas TX 01/2018 Present
  • 08/2007 → Present
    Jp Morgan Chase Bank Na
    Dallas, TX
  • 10/2012 → Present
    Dallas, TX
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/27/2018 ADDRESS: 921 SOTO, TX. DETAILS: Rental Property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): N/A HOURS DURING TRADING: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-31
S63 Uniform Securities Agent State Law Examination 2011-08-22
  • S66 Uniform Combined State Law Examination
    2014-03-31
  • S63 Uniform Securities Agent State Law Examination
    2011-08-22
Other Names
  • Judy J Sorto
  • Judy Janete Sorto

View on SEC IAPD

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