Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-03
OK RA APPROVED 2011-08-15
  • TX RA
    APPROVED
    Since 2017-01-03
  • OK RA
    APPROVED
    Since 2011-08-15

Branch Locations

6660 S Sheridan Rd Suite 205, Tulsa, OK 74133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Tulsa Professional Association Tulsa OK 05/2008 04/2022
Northstar Wealth Management Llc Tulsa OK 01/2009 Present
Cambridge Investment Research, Inc Fairfield IA 08/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2011 Present
  • 05/2008 → 04/2022
    South Tulsa Professional Association
    Tulsa, OK
  • 01/2009 → Present
    Northstar Wealth Management Llc
    Tulsa, OK
  • 08/2011 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 08/2011 → Present
    Fairfield, IA
Previous Registrations
  • 2009-01-23 → 2011-08-15
    Securities America Advisors, Inc.
    Lavista, NE
  • 2008-01-16 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Folsom, CA
    Tulsa, OK
  • 2007-01-23 → 2007-09-18
    Tulsa, OK
Other Businesses

1. JUDD A. HATCH 7666 E 61ST STREET SUITE 350 TULSA, OK 74133. BEGAN 09/14/2007 AS INDEPENDENT INSURANCE AGENT THAT SELLS AND SERVICES LIFE, ACCIDENT, LTC, FIXED ANNUITY AND GROUP NON MEDICAL INSURANCE BENEFITS. INVESTMENT RELATED. DEVOTES 10 HRS/MNTH. 10 HRS DURING TRADING. 2. CITY OF BROKEN ARROW, OKLAHOMA, 220 S FIRST STREET, BROKEN ARROWN, OK, BOARD MEMBER OF A PUBLIC ENTITY, BOARD OF ADJUSTMENT, 10/12/20, NIR, 1/MO- 0/TRADING 3. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/15/2011 5. NORTHSTAR WEALTH MANAGEMENT LLC, 6660 S SHERIDAN RD, SUITE 205, TULSA OK 74133, 01/2024, OWNER, USING A TRADE NAME/DBA, INV REL, 10 HR/MO - 5 HR/MO TRADING. 6. JUDD A. HATCH, 6660 S Sheridan Rd, Suite 205, Tulsa OK 74133, United States, 09/2007, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO: 10, HR/MO TRADING: 10 7. SANDPIPER INVESTMENT & PLANNING LLC, 4520 W Louisville St, Broken Arrow, OK 74012, 07/2026, Owner, LLC entity formed for tax/liability purposes to run my 1099 income/expenses through for role as FA, Insurance Agent, and OSJ, NIR, 2 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-08
S63 Uniform Securities Agent State Law Examination 2000-06-22
  • S66 Uniform Combined State Law Examination
    2007-01-08
  • S63 Uniform Securities Agent State Law Examination
    2000-06-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tulsa, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor