Victor James Furniss

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-11-30

FL RA
APPROVED

Since 2015-11-30

Branch Locations

8900 Sw 107Th Avenue, Miami, FL 33176 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Regions Bank	Miami Beach	FL	09/2015	Present
Cetera Investment Services Llc	St.CLoud	MN	09/2015	Present
Cetera Investment Advisers Llc	Miami Beach	FL	11/2015	Present

09/2015 → Present

Regions Bank

Miami Beach, FL
09/2015 → Present

Cetera Investment Services Llc

St.CLoud, MN
11/2015 → Present

Cetera Investment Advisers Llc

Miami Beach, FL

Other Businesses

1. TREASURER AND OFFICER OF MASON LODGE; BALANCE THE BOOKS. SIGNOR ON CHECKING ACCOUNT; REQUIRES DUAL SIGNATURES; 1 HR/WK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-16

S66 Uniform Combined State Law Examination

2015-11-16

Other Names

Victor J Furniss

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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