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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-09 |
Branch Locations
15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tarzana | CA | 10/2012 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 05/2022 | Present |
| Jpmorgan Chase Bank | Tarzana | CA | 10/2013 | 05/2022 |
THREESTONE HOLDINGS, LLC, INVT RELATED, LA CRESCENTA, CA, 33.33% OWNERSHIP, START DATE 8/5/2020, 4 HRS PER MONTH, 0 HRS DURING TRADING, ACCOUNTING AND BOOKKEEPING FOR LLC TO HOLD RENTAL PROPERTY. RENTAL PROPERTY, INVT RELATED, LA CRESCENTA, CA, 33.33% OWNERSHIP, START DATE 8/5/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, ACCOUNTING FOR RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-22 |
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