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4160 Temescal Canyon Road Suite 307, Corona, CA 92883 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-18 |
Branch Locations
4160 Temescal Canyon Road Suite 307, Corona, CA 92883 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Oceanside | CA | 05/2012 | 08/2020 |
| U.S. Bank | Oceanside | CA | 11/2016 | 04/2018 |
| Lpl Financial, Llc | Carlsbad | CA | 09/2020 | 03/2024 |
| Safeguard Investment Advisory Group, Llc | Corona | CA | 03/2024 | Present |
| Lpl Financial, Llc | Carlsbad | CA | 09/2020 | 03/2024 |
1. 1/11/2021 - No Business Name - Not Investment Related - Home Based - Other-Online Sales - Started 12/02/2020 - 12 Hours Per Month/0 Hours During Securities Trading - Occasionally resell collectibles, like trading cards and comics, along with rare sneakers online via Ebay and Mercari. 2. 6/22/2021 - Dreamstyle Remodeling - Not Investment Related - 8260 Miralani Drive, San Diego Ca 92126 - Outside/W-2 Employment - Commissioned Sales Rep. - Started 05/03/2021 - 12 Hours Per Month/0 Hours During Securities Trading - Going to prescheduled appointments to close sales on Kitchen and bath remodels.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-09 |
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