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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-11-15 |
| TX | RA | APPROVED | 2023-11-14 |
Branch Locations
25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 08/2011 | 06/2019 |
| Summit Financial, Llc | Parsippany | NJ | 06/2019 | 11/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2019 | 11/2023 |
| Jpmorgan Chase Bank, Na | Summit | NJ | 11/2023 | Present |
| Jpmorgan Securities Llc | Summit | NJ | 11/2023 | Present |
| University Of Delaware Expertconnect | Plains | NJ | 02/2024 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-24 |
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