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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-01 |
| LA | RA | APPROVED | 2024-06-26 |
| TX | RA | APPROVED | 2024-06-17 |
Branch Locations
291 S Pine Street, Spartanburg, SC 29302 • United States
908 E North St, Greenville, SC 29601 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Greenville | SC | 02/2013 | 06/2024 |
| Newedge Securities Inc | Pittsburgh | PA | 06/2024 | Present |
| Newedge Advisors | New Orleans | LA | 06/2024 | Present |
1. Mr. De Roos conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) Sage Capital Wealth - Mr. De Roos is an investment advisor representative and devotes 160 hours per month to this activity during trading hours. Start Date: 06/2024 2. Fixed Insurance / Variable Annuities*Yes Invest*Spartanburg SC *a registered investment advisor*Partnership*6/16/24*sales and insurance products*5 Hrs trade/180 non trade
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-29 |
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