Best Investors Account Sign in

Thomas Joseph Mitchell

Charles Schwab & Co., Inc.

Westlake, TX

Crown Point, IN

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-09-11
TX RA APPROVED 2021-07-07
  • IN RA
    APPROVED
    Since 2024-09-11
  • TX RA
    APPROVED
    Since 2021-07-07

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Crown Point, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 08/2019 04/2020
Unemployed Palos Park IL 05/2019 07/2019
Jones And Company Jonesboro AR 01/2018 04/2019
Lids Oxford MS 09/2014 12/2018
Charles Schwab & Co., Inc. Crown Point IN 04/2020 Present
  • 08/2019 → 04/2020
    Td Ameritrade
    Southlake, TX
  • 05/2019 → 07/2019
    Unemployed
    Palos Park, IL
  • 01/2018 → 04/2019
    Jones And Company
    Jonesboro, AR
  • 09/2014 → 12/2018
    Lids
    Oxford, MS
  • 04/2020 → Present
    Charles Schwab & Co., Inc.
    Crown Point, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-07
S63 Uniform Securities Agent State Law Examination 2019-12-16
  • S66 Uniform Combined State Law Examination
    2021-07-07
  • S63 Uniform Securities Agent State Law Examination
    2019-12-16
Other Names
  • Thomas Mitchell
  • Thomas Mitchell
  • Tommy Mitchell

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor