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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Del Rio | TX | 05/2013 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 12/2010 | 08/2021 |
| Pnc Investments | Del Rio | TX | 08/2021 | 07/2022 |
| Pnc Managed Account Solutions, Inc. | Del Rio | TX | 08/2017 | 08/2021 |
| Avantax Investment Services Inc. | Del Rio | TX | 07/2022 | 09/2025 |
| Avantax Advisory Services | Del Rio | TX | 07/2022 | 09/2025 |
| Avantax Insurance Agency, Llc | Del Rio | TX | 07/2022 | 09/2025 |
| Cetera Wealth Services, Llc | Del Rio | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) RODRIGUEZ INCOME TAX AND NOTARY SERVICE POSITION: Co-Owner Income Tax preparer/Bookeeper NATURE: We provide Notary Services, Federal Income Tax Preparation and Bookkeeping Services. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2012 ADDRESS: 110 S Main St Suite C, Del Rio TX 78840, United States DESCRIPTION: During Income Tax Season, I prepare Federal Income Tax Returns. This is season and only provide these services during income tax season. Bookeeping Services are provided year round however my spouse handles that. I also provide Notary Public Services. 2) VAL VERDE COUNTY COMMISIONER CANDIDATE POSITION: COMMISIONER FOR VAL VERDE COUNTY NATURE: I am wanting to run for election for COUNTY COMMISIONER FOR Prec. 1. A county commissioner is an elected position and their main role is maintenance of roads bridges, municipal parks and getting water lines to homes in the county that currently do not have running water. This is a volunteer position but it is an elected position. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 400 Pecan Street, Del Rio TX 78840, United States
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-03 |
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