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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-02 |
| TX | RA | APPROVED | 2017-01-04 |
| MN | RA | APPROVED | 2016-12-27 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
Rogers, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Wealth Management | Minneapolis | MN | 11/2014 | 11/2016 |
| Rbc Capital Markets, Llc | Wayzata | MN | 11/2016 | Present |
(1) AMERICAN COLLEGE TESTING; ADDRESS: N/A; BUSINESS DESCRIPTION: STANDARDIZED TESTING; NOT INVESTMENT RELATED; START DATE: 09/09/2017; CAPACITY: EMPLOYEE; DUTIES: TEST MONITOR; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) SHIPT; ADDRESS: BIRMINGHAM - 17 20TH ST., N, STE 100, BIRMINGHAM, AL 35203 & SAN FRANCISCO - 22 4TH STREET, 10TH FLOOR, SAN FRANCISCO, CA; BUSINESS DESCRIPTION: GROCERY DELIVERY; NOT INVESTMENT RELATED; START DATE: 05/12/2018; CAPACITY: EMPLOYEE; DUTIES: GROCERY SHOPPING SERVICE; HOURS DEVOTED PER MONTH: 10; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (3) NAME OF ENTITY: Eye-Link MN ADDRESS: 6800 Willow Lane, Minneapolis, MN 55430 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Aug 17, 2026 CAPACITY: Board of Directors DUTIES: Board member at large—meetings and approving grants. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-27 |
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