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155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-11 |
Branch Locations
155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
9940 Research Drive Suite 200, Irvine, CA 92618 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Securities Inc | Melville | NY | 03/2015 | 11/2016 |
| Newbridge Securities Corp | New York | NY | 11/2016 | 02/2019 |
| Benchmark Investments, Inc. | New York | NY | 02/2019 | 05/2023 |
| Kingswood Wealth Advisors, Llc | Venice | CA | 07/2022 | 04/2025 |
| Kingswood Capital Partners, Llc | Los Angeles | CA | 05/2023 | 04/2025 |
| Emerson Equity Llc | San Mateo | CA | 04/2025 | Present |
| Solidaris | Flower Mound | TX | 05/2025 | Present |
1) SOLIDARIS-NOT INVESTMENT RELATED, 5810 LONG PRAIRIE ROAD, SUITE 700-330 FLOWER MOUND, TX 75028, I WILL BE PASSING ALONG SAAS SOFTWARE COMPANIES TO SOLIDARIS CAPITAL AND THEY WILL PAY ME A FLAT MONTHLY FEE, REFERRAL PARTNER, REFER SAAS COMPANIES TO SOLIDARIS DD, 5 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 05/2025 2) EMERSON FAMILY OFFICE-INVESTMENT RELATED, 9940 RESEARCH DRIVE, SUITE 200 IRVINE, CA 92618, DBA MARKETING VEHICLE THROUGH WHICH SECURITIES RELATED BUSINESS IN DONE THROUGH EMERSON EQUITY LLC., TEAM MEMBER, IDENTIFY AND EVALUATE INVESTMENT OPPORTUNITIES IN THE BEST INTERES OF MY CLIENTS., 20 HRS PER MONTH, 1 HR PER DAY DURING SECURITIES TRADING HRS, 04/2025 3) EIN SOF 1836 LLC-INVESTMENT RELATED, 30 N GOULD ST., STE. R SHERIDAN, WY 82801, FOR TAX PURPOSES, SOLE MEMBER, ORGANIZER OF THE LIMITED LIABILITY COMPANY, AND FROM ANY AND ALL INVOLVEMENT WITH, CONTROL OF, OR AUTHORITY OVER THE LIMITED LIABILITY COMPANY, 10 HRS PER MONTH, 0 DURING SECURITIES TRADING HOURS, 03/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-24 |
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