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Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-11
  • CA RA
    APPROVED
    Since 2025-04-11

Branch Locations

Venice, CA • United States

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

9940 Research Drive Suite 200, Irvine, CA 92618 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Securities Inc Melville NY 03/2015 11/2016
Newbridge Securities Corp New York NY 11/2016 02/2019
Benchmark Investments, Inc. New York NY 02/2019 05/2023
Kingswood Wealth Advisors, Llc Venice CA 07/2022 04/2025
Kingswood Capital Partners, Llc Los Angeles CA 05/2023 04/2025
Emerson Equity Llc San Mateo CA 04/2025 Present
Solidaris Flower Mound TX 05/2025 Present
  • 03/2015 → 11/2016
    Legend Securities Inc
    Melville, NY
  • 11/2016 → 02/2019
    Newbridge Securities Corp
    New York, NY
  • 02/2019 → 05/2023
    Benchmark Investments, Inc.
    New York, NY
  • 07/2022 → 04/2025
    Venice, CA
  • 05/2023 → 04/2025
    Kingswood Capital Partners, Llc
    Los Angeles, CA
  • 04/2025 → Present
    San Mateo, CA
  • 05/2025 → Present
    Solidaris
    Flower Mound, TX
Previous Registrations
Other Businesses

1) SOLIDARIS-NOT INVESTMENT RELATED, 5810 LONG PRAIRIE ROAD, SUITE 700-330 FLOWER MOUND, TX 75028, I WILL BE PASSING ALONG SAAS SOFTWARE COMPANIES TO SOLIDARIS CAPITAL AND THEY WILL PAY ME A FLAT MONTHLY FEE, REFERRAL PARTNER, REFER SAAS COMPANIES TO SOLIDARIS DD, 5 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 05/2025 2) EMERSON FAMILY OFFICE-INVESTMENT RELATED, 9940 RESEARCH DRIVE, SUITE 200 IRVINE, CA 92618, DBA MARKETING VEHICLE THROUGH WHICH SECURITIES RELATED BUSINESS IN DONE THROUGH EMERSON EQUITY LLC., TEAM MEMBER, IDENTIFY AND EVALUATE INVESTMENT OPPORTUNITIES IN THE BEST INTERES OF MY CLIENTS., 20 HRS PER MONTH, 1 HR PER DAY DURING SECURITIES TRADING HRS, 04/2025 3) EIN SOF 1836 LLC-INVESTMENT RELATED, 30 N GOULD ST., STE. R SHERIDAN, WY 82801, FOR TAX PURPOSES, SOLE MEMBER, ORGANIZER OF THE LIMITED LIABILITY COMPANY, AND FROM ANY AND ALL INVOLVEMENT WITH, CONTROL OF, OR AUTHORITY OVER THE LIMITED LIABILITY COMPANY, 10 HRS PER MONTH, 0 DURING SECURITIES TRADING HOURS, 03/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-17
S63 Uniform Securities Agent State Law Examination 2011-10-24
  • S65 Uniform Investment Adviser Law Examination
    2022-06-17
  • S63 Uniform Securities Agent State Law Examination
    2011-10-24
Other Names
  • Dan King
  • Danny King

View on SEC IAPD

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