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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2021-07-21
CA RA APPROVED 2021-07-21
CO RA APPROVED 2021-07-21
FL RA APPROVED 2021-07-21
ID RA APPROVED 2021-07-21
IL RA APPROVED 2021-07-21
IN RA APPROVED 2021-07-21
LA RA APPROVED 2021-07-21
MN RA APPROVED 2021-07-21
MO RA APPROVED 2021-07-21
MT RA APPROVED 2021-07-21
NV RA APPROVED 2021-07-21
NM RA APPROVED 2021-07-21
NC RA APPROVED 2021-07-21
OH RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
UT RA APPROVED 2021-07-21
VA RA APPROVED 2021-07-21
WA RA APPROVED 2021-07-21
WI RA APPROVED 2021-07-21
  • AK RA
    APPROVED
    Since 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • CO RA
    APPROVED
    Since 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • ID RA
    APPROVED
    Since 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • IN RA
    APPROVED
    Since 2021-07-21
  • LA RA
    APPROVED
    Since 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • MT RA
    APPROVED
    Since 2021-07-21
  • NV RA
    APPROVED
    Since 2021-07-21
  • NM RA
    APPROVED
    Since 2021-07-21
  • NC RA
    APPROVED
    Since 2021-07-21
  • OH RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • UT RA
    APPROVED
    Since 2021-07-21
  • VA RA
    APPROVED
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21
  • WI RA
    APPROVED
    Since 2021-07-21

Branch Locations

1400 W Benson Blvd Ste 120, Anchorage, AK 99503 • United States

619 S Knik Goose Bay Rd Ste K, Wasilla, AK 99654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Wasilla AK 07/2011 07/2021
Various Insurance Carriers For W & R Insurance Agencies Palmer AK 08/2011 07/2021
Bni Alaska Palmer AK 10/2015 10/2016
Bni Alaska Wasilla AK 10/2017 10/2018
Raj Inc Wasilla AK 02/2018 07/2021
Matanuska Electric Association Palmer AK 05/2019 07/2021
Bni Alaska Peak Of Excellence Chapter Wasilla AK 10/2019 10/2020
Lpl Financial Llc Anchorage AK 07/2021 Present
  • 07/2011 → 07/2021
    Waddell & Reed, Inc
    Wasilla, AK
  • 08/2011 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Palmer, AK
  • 10/2015 → 10/2016
    Bni Alaska
    Palmer, AK
  • 10/2017 → 10/2018
    Bni Alaska
    Wasilla, AK
  • 02/2018 → 07/2021
    Raj Inc
    Wasilla, AK
  • 05/2019 → 07/2021
    Matanuska Electric Association
    Palmer, AK
  • 10/2019 → 10/2020
    Bni Alaska Peak Of Excellence Chapter
    Wasilla, AK
  • 07/2021 → Present
    Anchorage, AK
Previous Registrations
  • 2011-09-07 → 2021-07-21
    Waddell & Reed
    Anchorage, AK
    Wasilla, AK
    Anchorage, AK
    Seattle, WA
Other Businesses

08/2011-PRESENT, VARIOUS INSURANCE CARRIERS FOR W & R INSURANCE AGENCIES, PALMER, AK, INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT. 05/2018-PRESENT, RAJ INC, WASILLA, AK, NOT INVESTMENT RELATED, OWNER, S CORPORATION, 4 HOURS PER MONTH, 0 HOURS MONTHLY DURING SECURITIES TRADING. 05/2019- PRESENT, MATANUSKA ELECTRIC ASSOCIATION,PALMER,AK,NOT INVESTMENT RELATED,MEMBER COOPERATIVE,PROSPECTIVE BOARD MEMBER,4 HOURS PER MON,0 HOURS DURING SECURITIES TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-02
  • S66 Uniform Combined State Law Examination
    2011-09-02
Other Names
  • Robert Johnson
  • Robbie Johnson

View on SEC IAPD

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