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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-27
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2011-10-03
  • TX RA
    APPROVED
    Since 2024-06-27
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2011-10-03

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 07/2011 11/2016
Bizshoppes.COm, Llc Englewood Cliffs NJ 04/2008 Present
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
  • 07/2011 → 11/2016
    Wells Fargo Advisors Llc
    New York, NY
  • 04/2008 → Present
    Bizshoppes.COm, Llc
    Englewood Cliffs, NJ
  • 11/2016 → Present
    New York, NY
Other Businesses

29-10 RETAIL LLC, INV RELATED, ASTORIA, NY, MANAGER, START 9/13/2018, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: COLLECT RENT CHECKS AND PAY BILLS. COMMERCIAL RENTAL PROPERTY, INVT RELATED, ASTORIA, NY, MANAGER, START 9/14/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING, MANAGE FINANCES OF RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-01
  • S66 Uniform Combined State Law Examination
    2011-10-01

View on SEC IAPD

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