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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-27 |
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2011-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 07/2011 | 11/2016 |
| Bizshoppes.COm, Llc | Englewood Cliffs | NJ | 04/2008 | Present |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
29-10 RETAIL LLC, INV RELATED, ASTORIA, NY, MANAGER, START 9/13/2018, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: COLLECT RENT CHECKS AND PAY BILLS. COMMERCIAL RENTAL PROPERTY, INVT RELATED, ASTORIA, NY, MANAGER, START 9/14/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING, MANAGE FINANCES OF RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-01 |
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