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Allison Jean Werden

Mai Capital Management, LLC

Cleveland, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-04-15
  • OH RA
    APPROVED
    Since 2021-04-15

Branch Locations

1360 East Ninth Street Suite 1100, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Richfield OH 06/2014 05/2017
Lpl Financial, Llc Cleveland OH 05/2017 03/2021
Ownership Advisors, Inc. Cleveland OH 05/2017 03/2021
Mai Cleveland OH 03/2021 Present
  • 06/2014 → 05/2017
    Charles Schwab
    Richfield, OH
  • 05/2017 → 03/2021
    Lpl Financial, Llc
    Cleveland, OH
  • 05/2017 → 03/2021
    Ownership Advisors, Inc.
    Cleveland, OH
  • 03/2021 → Present
    Mai
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-14
  • S66 Uniform Combined State Law Examination
    2013-01-14
Other Names
  • Ally Jean Cooper
  • Allison Jean Cooper
  • Ally Werden

View on SEC IAPD

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