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Antoine Rosa

J.P. Morgan Securities LLC

Tamarac, FL

Plantation, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-24
  • FL RA
    APPROVED
    Since 2023-04-24

Branch Locations

8351 Nw 88Th Ave, Tamarac, FL 33321 • United States

200 S. Pine Island Rd, Ste. 100, Plantation, FL 33324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Hollywood FL 08/2014 11/2016
Wells Fargo Clearing Services, Llc Hollywood FL 11/2016 04/2023
J.P. Morgan Securities Llc Tamarac FL 04/2023 Present
Jpmorgan Chase Bank, N.A. Tamarac FL 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-09
S63 Uniform Securities Agent State Law Examination 2001-03-01
  • S66 Uniform Combined State Law Examination
    2020-12-09
  • S63 Uniform Securities Agent State Law Examination
    2001-03-01

View on SEC IAPD

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