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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-01-30
  • CA RA
    APPROVED
    Since 2014-01-30

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Coto De Caza, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group / American Funds Distributors, Inc. Los Angeles CA 01/2014 01/2021
Capital Group / American Funds Distributors, Inc. Los Angeles CA 01/2021 07/2023
Capital Group / Capital Client Group, Inc. Los Angeles CA 07/2023 Present
Six Aces Llc Sacramento CA 04/2026 Present
  • 01/2014 → 01/2021
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
  • 01/2021 → 07/2023
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
  • 07/2023 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
  • 04/2026 → Present
    Six Aces Llc
    Sacramento, CA
Previous Registrations
  • 2013-03-04 → 2014-01-03
    Valencia, CA
    Van Nuys, CA
    Valencia, CA
    Studio City, CA
  • 2012-01-10 → 2013-02-21
    New England Securities
    Woodland Hills, CA
Other Businesses

SIX ACES LLC POSITION: Owner and Member NATURE: This is my wife and I's joint LLC. She is the talent for a television show as well as the talent for brand deals through social media and will be paid through this LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: Sacramento CA 95825, United States DESCRIPTION: At this moment there are no duties or responsibilities for me. My wife will be paid through this business for her work.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-19
  • S66 Uniform Combined State Law Examination
    2011-10-19

View on SEC IAPD

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