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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-05-13 |
| TX | RA | APPROVED_RES | 2021-09-02 |
| PA | RA | APPROVED | 2021-02-24 |
| NJ | RA | APPROVED | 2015-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Laurel | NJ | 08/2015 | Present |
| Bank Of America, N.A. | Mount Laurel | NJ | 08/2015 | Present |
I*134711 For profit or not for profit: For-Profit Organization Name of outside business organization: Roddy's Aquaculture LLC Investment related: N Address of business: ventnor city, New Jersey 8406 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/1/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Shellfish farming in the intercoastal waterways I*502201, Name of OBA: M D'Amico 1 Address: Ventnor city, NJ Investment Related: No Position, Title, Association: Sole owner Employee Start Date:12/12/2018 No Hours: 1 Monthly No Hours during trading: 0 Duties: I*502203, Name of OBA: M D'Amico 2 Address:Ventnor city Investment Related: No Position, Title, Association: Sole owner Employee Start Date:12/12/2018 No Hours: 1 Monthly No Hours during trading: 0 Duties: I*502204, Name of OBA: M D'Amico 3 Address: ventnor city, NJ Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 12/12/2018 No Hours: 1 Monthly No Hours during trading: 0 Duties: I*502206, Name of OBA: M D'Amico 4 Address: Ventnor city, NJ Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 12/12/2018 No Hours: 1 Monthly No Hours during trading: 0 Duties: I*502207, Name of OBA: M D'Amico 5 Address: ventnor city, NJ Investment Related: No Position, Title, Association: Sole owner Employee Start Date:12/12/2018 No Hours: 1 Monthly No Hours during trading: 0 Duties: I "502205", Name of OBA: Matthew D'Amico, Address: Ventnor City, New Jersey, Investment Related: N, Position, Title: Sole owner, Employee Start Date: 12/12/2018, No Hours: 1, Monthly No Hours: during trading: 0 Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-23 |
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