Nicholas Maffucci

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-12-03

NY RA
APPROVED

Since 2025-12-03

Branch Locations

66 Hudson Boulevard Floors 3, 4, 5, 30, And Suites 2406, 2407, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Securities (Usa) Inc.	New York	NY	03/2014	Present
Hsbc Private Bank	New York	NY	04/2016	10/2018
Hsbc Technology & Services Usa	New York	NY	10/2018	03/2025
Hsbc Technology & Services Usa	New York	NY	03/2025	Present

03/2014 → Present

Hsbc Securities (Usa) Inc.

New York, NY
04/2016 → 10/2018

Hsbc Private Bank

New York, NY
10/2018 → 03/2025

Hsbc Technology & Services Usa

New York, NY
03/2025 → Present

Hsbc Technology & Services Usa

New York, NY

Previous Registrations

2012-12-22 → 2014-02-26

Wells Fargo Clearing Services, Llc

Hauppauge, NY

Other Businesses

DUAL HATTED AS A BANK OFFICER FOR HSBC BANK (USA) N.A., AN AFFILIATE OF HSBC SECURITIES (USA) INC., ENGAGING IN THE SALE OF BANK RELATED PRODUCTS AND SERVICES. THIS POSITION WILL BE IN CONJUNCTION WITH MY CURRENT ROLE AS A REGISTERED REPRESENTATIVE WITH HSBC SECURITIES (USA) INC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-21
S63	Uniform Securities Agent State Law Examination	2011-10-12

S66 Uniform Combined State Law Examination

2012-12-21
S63 Uniform Securities Agent State Law Examination

2011-10-12

Other Names

Nicholas Andrew Maffucci

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