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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

2 Summit Park Dr Suite 215, Independence, OH 44131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Highland Hills OH 01/2016 05/2017
Mml Investors Services, Llc Broadview Heights OH 03/2017 05/2017
Pruco Securities, Llc. Mayfield Heights OH 05/2017 11/2024
Prudential Insurance Company Of America Mayfield Heights OH 05/2017 Present
Lpl Enterprise, Llc Independence OH 11/2024 Present
Previous Registrations
Other Names
  • Kateryna A Slania
  • Kateryna A Tsygankova
  • Kateryna A Tsygankova
  • Kateryna A Puchowicz

View on SEC IAPD

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