Warren Dee Barrett

Current Employers

Employment History

• 06/2021 → Present
  Barrett Financial Services, Inc.
  San Diego, CA
• 07/2011 → 08/2022
  Horter Investment Management, Llc
  Cincinnati, OH
• 06/2022 → Present
  Global View Capital Advisors, Llc
  Waukesha, WI
• 06/2022 → Present
  Global View Capital Management, Llc
  Waukesha, WI
• 06/2020 → Present
  Modern Market Technologies, Inc.
  Chula Vista, CA
• 05/2016 → Present
  C2 Financial Corporation
  San Diego, CA
• 03/2019 → 12/2019
  High Tech Lending, Inc.
  Belair, MD
• 06/2000 → Present
  Warren Barret Self Employed Mortgage Orginator
  San Diego, CA

Previous Registrations

• 2011-07-14 → 2022-08-24
  Horter Investment Management, Llc
  Pine Valley, CA
  Cincinnati, OH
  El Cajon, CA

Other Businesses

[1] EXCLUSIVE INSURANCE BROKERAGE; NOT INVESTMENT RELATED; ADDRESS: 31280 OAK CREST DRIVE, SUITE 6, WESTLAKE VILLAGE, CA 91361; NATURE: INSURANCE SERVICES; POSITION: INSURANCE AGENT; STARTED: 10.19.2011 - PRESENT; APPROX. 25 HRS/MONTH; APPROX. 20 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: EDUCATION AND SALE OF LIFE INSURANCE AND LONG TERM CARE PRODUCTS. [2] WARREN BARRETT SELF EMPLOYED MORTGAGE ORIGINATOR; NOT INVESTMENT RELATED; ADDRESS: 1227 EMERALD STREET, SAN DIEGO, CA 92109; NATURE: MORTGAGE SERVICES; STARTED: 06.01.2000 - PRESENT; APPROX. 60 HRS/MONTH; APPROX. 50 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITES: ORIGINATION OF ALL TYPES OF RESIDENTIAL MORTGAGES. [3] QUANTUM (A/K/A THE QUANTUM GROUP, USA, LLC; YES-INVESTMENT RELATED; ADDRESS: 17550 N. PERIMETER DRIVE, SUITE 300, SCOTTSDALE, AZ 85255; NATURE: FINANCIAL SERVICES; POSITION: INSURANCE AGENT; STARTED: 07.29.2020 - PRESENT; APPROX. 50 HRS/MONTH; APPROX. 40 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: EDUCATE AND SELL ANNUITIES. [4] BARRETT FINANCIAL SERVICES, INC.; YES-INVESTMENT RELATED; ADDRESS: 1227 EMERALD STREET, SAN DIEGO, CA 92109; NATURE: FINANICAL SERVICES; POSITION: SUPERVISOR AND SALESPERSON; STARTED: 08.01.2007 - PRESENT; APPROX. 75 HRS/MONTH; APPROX. 65 HRS/MONTH DURING TRADING HOURS: /RESPONSIBILITIES: SUPERVISE OFFICE ASSISTANT, SALES OF ANNUITITES AND LIFE INSURANCE PRODUCTS. [5] MODERN MARKET TECHNOLOGIES, INC.; NOT INVESTMENT RELATED; ADDRESS: 2576 CATAMARAN WAY, CHULA VISTA, CA 91914; NATURE: MORTGAGE SERVICES; POSITION: MORTGAGE BROKER; STARTED: 06.01.2020 - PRESENT; APPROX. 25 HRS/MONTH; APPROX. 20 HRS/ MONTH DURING TRADING HOURS; REPSONSIBILITIES: MORTGAGE ORIGINATION, MANAGEMENT AND TRAINING. [6] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPTTAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: JUNE 2022; APPROX. 40 ADVISORY HRS DURING TRADING HOURS; APPROX. 35 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI. GVCI HOURS LISTED SEPARTELY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-06

Other Names

• Warren D. Barrett
• Warren Barrett