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Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-07-10
PA RA APPROVED 2024-07-10
  • NC RA
    APPROVED
    Since 2024-07-10
  • PA RA
    APPROVED
    Since 2024-07-10

Branch Locations

Easton, PA • United States

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Lancaster PA 08/2016 10/2018
Pruco Securities, Llc Lancaster PA 08/2016 10/2018
The Prudential Insurance Company Of America Palmyra PA 08/2020 04/2022
Prudential Investment Management Services Llc Palmyra PA 08/2020 04/2022
Pnc Bank Lancaster PA 10/2018 08/2020
Gwfs Equities, Inc. Greenwood Village CO 04/2022 08/2023
Missionsquare Investment Services Washington DC 08/2023 07/2024
Missionsquare Retirement Washington DC 08/2023 07/2024
Alight Financial Solutions Lincolnshire IL 07/2024 Present
  • 08/2016 → 10/2018
    The Prudential Insurance Company Of America
    Lancaster, PA
  • 08/2016 → 10/2018
    Lancaster, PA
  • 08/2020 → 04/2022
    The Prudential Insurance Company Of America
    Palmyra, PA
  • 08/2020 → 04/2022
    Prudential Investment Management Services Llc
    Palmyra, PA
  • 10/2018 → 08/2020
    Pnc Bank
    Lancaster, PA
  • 04/2022 → 08/2023
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 08/2023 → 07/2024
    Missionsquare Investment Services
    Washington, DC
  • 08/2023 → 07/2024
    Washington, DC
  • 07/2024 → Present
    Alight Financial Solutions
    Lincolnshire, IL
Previous Registrations
Other Businesses

(1) Name: Delp Holdings LLC. Non-investment related. Address: Chestnut Commons Ct, Easton PA 18040. Nature of business: Rental Property. Position: Owner. Start Date: 12/01/2018. Number of hours per month devoted to other business: 25; during securities trading hours 0. Duties: Own property and collect rents. (2) Name: Kaplan North America. Non-investment related. Nature of Business: Educational products and services supporting industry professionals in completing requirements for industry designations and exam prep. Address: 750 Third Avenue, New York, NY 10017. Position: Instructor. Start Date: 4/15/2024. Number of hours per month devoted to other business 10; during securities trading hours 0. Duties: Course content development for industry professional designations and industry continuing education (CE) requirements. Instructor for industry related exam prep. Name of Business: General Ebay Sales Is business investment related?: No Business Address: 15 Chestnut Commons Ct Easton, PA 18040 Nature of Business: Sales of unique finds on Ebay - namely a hobby of buying and selling or a method of selling old unwanted household items. Position: Owner Start date: Oct 27, 2025 Approximate Hours:1-5 Duties: a hobby of listing various items or finds on online platform for sales, managing service inquiries, handling packaging and shipping as a minimal effort occasional weekend activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-28
S63 Uniform Securities Agent State Law Examination 2011-11-09
  • S66 Uniform Combined State Law Examination
    2013-08-28
  • S63 Uniform Securities Agent State Law Examination
    2011-11-09
Designations
Other Names
  • Benjamin Delp
  • Benjamin Michael Delp
  • Benjamin M Delp

View on SEC IAPD

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