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9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-10 |
| PA | RA | APPROVED | 2024-07-10 |
Branch Locations
9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Lancaster | PA | 08/2016 | 10/2018 |
| Pruco Securities, Llc | Lancaster | PA | 08/2016 | 10/2018 |
| The Prudential Insurance Company Of America | Palmyra | PA | 08/2020 | 04/2022 |
| Prudential Investment Management Services Llc | Palmyra | PA | 08/2020 | 04/2022 |
| Pnc Bank | Lancaster | PA | 10/2018 | 08/2020 |
| Gwfs Equities, Inc. | Greenwood Village | CO | 04/2022 | 08/2023 |
| Missionsquare Investment Services | Washington | DC | 08/2023 | 07/2024 |
| Missionsquare Retirement | Washington | DC | 08/2023 | 07/2024 |
| Alight Financial Solutions | Lincolnshire | IL | 07/2024 | Present |
(1) Name: Delp Holdings LLC. Non-investment related. Address: Chestnut Commons Ct, Easton PA 18040. Nature of business: Rental Property. Position: Owner. Start Date: 12/01/2018. Number of hours per month devoted to other business: 25; during securities trading hours 0. Duties: Own property and collect rents. (2) Name: Kaplan North America. Non-investment related. Nature of Business: Educational products and services supporting industry professionals in completing requirements for industry designations and exam prep. Address: 750 Third Avenue, New York, NY 10017. Position: Instructor. Start Date: 4/15/2024. Number of hours per month devoted to other business 10; during securities trading hours 0. Duties: Course content development for industry professional designations and industry continuing education (CE) requirements. Instructor for industry related exam prep. Name of Business: General Ebay Sales Is business investment related?: No Business Address: 15 Chestnut Commons Ct Easton, PA 18040 Nature of Business: Sales of unique finds on Ebay - namely a hobby of buying and selling or a method of selling old unwanted household items. Position: Owner Start date: Oct 27, 2025 Approximate Hours:1-5 Duties: a hobby of listing various items or finds on online platform for sales, managing service inquiries, handling packaging and shipping as a minimal effort occasional weekend activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-09 |
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