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1300 Michigan Street Northeast Suite 100, Grand Rapids, MI 49503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-07-16 |
Branch Locations
Chicago, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-13 |
| MI | RA | APPROVED | 2026-03-13 |
| TX | RA | APPROVED_RES | 2020-01-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kkm Financial, Llc | Chicago | IL | 07/2015 | 12/2016 |
| Aegea Capital Management | Chicago | IL | 02/2016 | 08/2017 |
| Eagle Point Capital Llc | Hinsdale | IL | 04/2017 | Present |
| Eagle Point Capital Funds, Llc | Grand Rapids | MI | 04/2023 | Present |
| Hughes Family Capital, Llc | Grand Rapids | MI | 08/2025 | Present |
Eagle Point Capital Funds, LLC * Name of the other business: Eagle Point Capital Funds, LLC * Investment Related? Yes. * Address: 1300 Michigan St NE, Grand Rapids, MI 49503 * Nature Of Business: General partner to a private fund which invests in wholly owned private businesses as well as securities. * Position: Principal * Title, or relationship with the other business: Principal, partial owner. * Start date of your relationship: April 2023 * Approximate number of hours/month you devote to the other business: Five * Number of hours you devote to the other business during securities trading hours: Zero * Briefly describe your duties relating to the other business: I advise on major strategic decisions. Hughes Family Capital, LLC * Name of the other business: Hughes Family Capital, LLC * Investment Related? Yes. * Address: 1300 Michigan St NE, Grand Rapids, MI 49503 * Nature Of Business: Registered Investment Advisor * Position: Principal * Title, or relationship with the other business: Principal, partial owner. * Start date of your relationship: August 2025 * Approximate number of hours/month you devote to the other business: Five * Number of hours you devote to the other business during securities trading hours: Five * Briefly describe your duties relating to the other business: Major strategic decisions, asset allocation, and trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-10 |
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