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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-19
MO RA APPROVED 2025-12-24
  • TX RA
    APPROVED
    Since 2026-02-19
  • MO RA
    APPROVED
    Since 2025-12-24

Branch Locations

14810 E 42Nd St South, Independence, MO 64055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Evans And Steele Financial Independence MO 05/2011 Present
National Planning Corporation Independence MO 09/2017 10/2017
Woodbury Financial Services Inc Independence MO 10/2018 01/2024
Osaic Wealth, Inc. Independence MO 01/2024 11/2024
Cetera Advisors Llc El Segundo CA 11/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2025 Present
  • 05/2011 → Present
    Evans And Steele Financial
    Independence, MO
  • 09/2017 → 10/2017
    National Planning Corporation
    Independence, MO
  • 10/2018 → 01/2024
    Woodbury Financial Services Inc
    Independence, MO
  • 01/2024 → 11/2024
    Osaic Wealth, Inc.
    Independence, MO
  • 11/2024 → Present
    Cetera Advisors Llc
    El Segundo, CA
  • 12/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: EVANS AND STEELE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2011; POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: ASSISTING CLIENTS OR TERRI STEELE, OFFICE MANAGEMENT; 2. NAME OF OTHER BUSINESS: AMY HOLLON- NOTARY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-05-24
  • S63 Uniform Securities Agent State Law Examination
    2019-05-24
Designations
Other Names
  • Amy Nicole Steele
  • Amy Hollon
  • Amy N Hollon

View on SEC IAPD

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