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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-19 |
| MO | RA | APPROVED | 2025-12-24 |
Branch Locations
14810 E 42Nd St South, Independence, MO 64055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Evans And Steele Financial | Independence | MO | 05/2011 | Present |
| National Planning Corporation | Independence | MO | 09/2017 | 10/2017 |
| Woodbury Financial Services Inc | Independence | MO | 10/2018 | 01/2024 |
| Osaic Wealth, Inc. | Independence | MO | 01/2024 | 11/2024 |
| Cetera Advisors Llc | El Segundo | CA | 11/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2025 | Present |
1. NAME OF OTHER BUSINESS: EVANS AND STEELE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2011; POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: ASSISTING CLIENTS OR TERRI STEELE, OFFICE MANAGEMENT; 2. NAME OF OTHER BUSINESS: AMY HOLLON- NOTARY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-05-24 |
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