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Gilbert, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-24 |
Branch Locations
Ladera Ranch, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kingsview Asset Management | Chicago | IL | 06/2015 | 03/2017 |
| Kingsview Llc | Chicago | IL | 11/2014 | 05/2017 |
| T&T Capital Management | Gilbert | AZ | 03/2017 | Present |
| Three Lakes Advisors | Ladera Ranch | CA | 04/2017 | Present |
| Vault Metal | El Secgundo | CA | 06/2023 | 08/2023 |
| American Hartford Gold | Los Angeles | CA | 11/2023 | 08/2025 |
1. MARCH 2017: Independent Insurance Agent: Non-Investment related; Same as branch address; Provide access to insurance planning strategies; 30 hours per month primarily after market hours. 2. APRIL 2017: Three Lakes Advisors; Branch Manager / Associated Person of an Introducing Broker; Investment Related; 8 Stavely Ct, Ladera Ranch, CA 92694; 40 hours per month both during market and after market hours. Day to day operations, CTA selection process
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-08 |
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