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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-04 |
Branch Locations
900 Thruway Plaza Dr., Cheektowaga, NY 14225-4992 • United States
644 Bailey Avenue, Buffalo, NY 14206-3098 • United States
10 Slade Ave., West Seneca, NY 14224-2641 • United States
West Seneca, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities, Inc. | Buffalo | NY | 04/2011 | 06/2021 |
| Medaille College | Amherst | NY | 09/2011 | 06/2021 |
| Lpl Financial Llc | West Seneca | NY | 06/2021 | Present |
1. 08/02/2022 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/01/2022 - 200 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-06 |
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