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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-02-14
  • IN RA
    APPROVED
    Since 2018-02-14

Branch Locations

100 Executive Dr Ste E, Lafayette, IN 47905 • United States

101 E 90Th Dr, Merrillville, IN 46410 • United States

Lafayette, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Financial Group Merrillville IN 10/2007 12/2016
Sii Investments Inc Lafayette IN 10/2007 02/2018
Lpl Financial, Llc Lafayette IN 02/2018 Present
  • 10/2007 → 12/2016
    Strategic Financial Group
    Merrillville, IN
  • 10/2007 → 02/2018
    Sii Investments Inc
    Lafayette, IN
  • 02/2018 → Present
    Lafayette, IN
Previous Registrations
  • 2017-02-13 → 2018-02-14
    Sii Investments, Inc.
    Merrillville, IN
    Valparaiso, IN
    Lafayette, IN
    Monticello, IN
    Lafayette, IN
    Appleton, WI
    Chicago, IL
    Appleton, WI
    Merrillville, IN
  • 2007-09-28 → 2017-01-09
    Strategiq Financial Group, Llc
    Lafayette, IN
  • 2001-04-30 → 2007-10-22
    Merrillville, IN
    Valparaiso, IN
    Lafayette, IN
    Monticeelo, IN
Other Businesses

1.10/17/2017; Penn Mutual; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.10/17/2017; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Pathkeeper Financial LLC; Investment Related; at Reported Business Location(s); Start Date 05/07/2013; hrs/mth; hrs during trading 3.05/02/2019; None; Other - Notary; Investment Related; Lafayette,IN; Start Date 11/18/2011; 1hrs/mth; 1hrs during trading 4.12/27/2021; PathKeeper Financial LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 02/15/2018; 20hrs/mth; 15hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-12
S63 Uniform Securities Agent State Law Examination 2000-06-06
  • S66 Uniform Combined State Law Examination
    2001-02-12
  • S63 Uniform Securities Agent State Law Examination
    2000-06-06
Designations
Other Names
  • Rena Lynn Kantz

View on SEC IAPD

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