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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-02-14 |
Branch Locations
100 Executive Dr Ste E, Lafayette, IN 47905 • United States
101 E 90Th Dr, Merrillville, IN 46410 • United States
Lafayette, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Financial Group | Merrillville | IN | 10/2007 | 12/2016 |
| Sii Investments Inc | Lafayette | IN | 10/2007 | 02/2018 |
| Lpl Financial, Llc | Lafayette | IN | 02/2018 | Present |
1.10/17/2017; Penn Mutual; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.10/17/2017; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Pathkeeper Financial LLC; Investment Related; at Reported Business Location(s); Start Date 05/07/2013; hrs/mth; hrs during trading 3.05/02/2019; None; Other - Notary; Investment Related; Lafayette,IN; Start Date 11/18/2011; 1hrs/mth; 1hrs during trading 4.12/27/2021; PathKeeper Financial LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 02/15/2018; 20hrs/mth; 15hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-06 |
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