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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2024-04-02 |
Branch Locations
2 Calle Vela Suite 402, San Juan, PR 00918 • United States
880 Ave Tito Castro Suite 104, Ponce, PR 00716 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| La Imperial | Ponce | PR | 08/2009 | Present |
| Axa Advisors, Llc | Ny | NY | 04/2013 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2013 | 12/2020 |
| Cybele Capital Management, Llc | Ponce | PR | 12/2020 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 03/2021 | Present |
| Kovack Advisors, Inc. | Ponce | PR | 03/2024 | Present |
1) DBA - GRUPO CIBELES - 880 AVE TITO CASTRO, SUITE 104 PONCE, PR 00716; INVESTMENT RELATED; SECURITIES, INVESTMENT ADVICE & INSURANCE; OWNER; 40 HOURS/MONTH OF TIME SPENT; 40 HOURS/MONTH OF TIME SPENT DURING SECURITIES TRADING HOURS. 2) DBA - GRUPO CIBELES - 2 CALLE VELA, SUITE 402, SAN JUAN, PR 00716; INVESTMENT RELATED; SECURITIES, INVESTMENT ADVICE & INSURANCE; OWNER; 40 HOURS/MONTH OF TIME SPENT; 40 HOURS/MONTH OF TIME SPENT DURING SECURITIES TRADING HOURS. 3) PANADERIA IMPERIAL, INC. - 433 CALLE VICTORIA, PONCE, PR 00730; NON-INVESTMENT RELATED; RETAIL BAKERY; SECRETARY & TREASURER OF THE CORPORATION; 15% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-05-28 |
| S65 | Uniform Investment Adviser Law Examination | 2011-06-23 |
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